Compliance-Salt Lake City-Associate-FCC Forensics
GLOBAL COMPLIANCEGlobal Compliance prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance.
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program.
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries.
You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading.
We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
The Financial Crime Compliance team (FCC) is part of the firm's Global Compliance Division and is responsible for coordinating Goldman Sachs' enterprise-wide anti-money laundering, anti-bribery and government sanctions compliance efforts.
The Forensics Group is a central investigation unit within FCC.
The mission of the FCC Forensics Group is to ensure that the firm's Financial Crime Compliance program is proactively identifying new and under-covered risks, and continuously evolving as a result.
FCC Forensics conducts targeted forensic investigations designed to identify potential risks of money laundering, terrorist financing, fraud, bribery, sanctions violations, or other illegal or improper conduct that may not be identified by the firm's existing BAU controls and mitigates.
The ideal candidate would have an inquisitive and skeptical mindset, strong data query and analytical skills, business knowledge with a focus on financial markets/products and experience performing investigations.
Experience related to securities and/or banking industry is required.
Detail-oriented; Knowledgeable of key compliance risks; Strong editorial judgment, oral and written communication skills; Driven, organized, and energetic; Analytical; capable of identifying and distilling relevant information quickly; Strong interest in data analysis; Works well under pressure, effectively prioritizes and is able to multi-task; Team player - works cooperatively and courteously with others; Strong project management discipline; Prior experience investigating transactional anomalies in a compliance, regulatory, risk or audit context; Prior experience querying, aggregating and analyzing broad based transactional data; Prior experience reviewing data to identify risk-relevant information; Prior experience preparing project based reports and presentations for management; Clear thinker capable of turning complex topics into concise and compelling narratives Proficiency in Microsoft Excel, PowerPoint, Word Recommended Skills Adaptability Analytical Attention To Detail Auditing Capital Markets Communication Estimated Salary: $20 to $28 per hour based on qualifications.
Compliance accomplishes these through the firm's enterprise-wide compliance risk management program.
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm's responses to regulatory examinations, audits and inquiries.
You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading.
We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.
The Financial Crime Compliance team (FCC) is part of the firm's Global Compliance Division and is responsible for coordinating Goldman Sachs' enterprise-wide anti-money laundering, anti-bribery and government sanctions compliance efforts.
The Forensics Group is a central investigation unit within FCC.
The mission of the FCC Forensics Group is to ensure that the firm's Financial Crime Compliance program is proactively identifying new and under-covered risks, and continuously evolving as a result.
FCC Forensics conducts targeted forensic investigations designed to identify potential risks of money laundering, terrorist financing, fraud, bribery, sanctions violations, or other illegal or improper conduct that may not be identified by the firm's existing BAU controls and mitigates.
The ideal candidate would have an inquisitive and skeptical mindset, strong data query and analytical skills, business knowledge with a focus on financial markets/products and experience performing investigations.
Experience related to securities and/or banking industry is required.
Detail-oriented; Knowledgeable of key compliance risks; Strong editorial judgment, oral and written communication skills; Driven, organized, and energetic; Analytical; capable of identifying and distilling relevant information quickly; Strong interest in data analysis; Works well under pressure, effectively prioritizes and is able to multi-task; Team player - works cooperatively and courteously with others; Strong project management discipline; Prior experience investigating transactional anomalies in a compliance, regulatory, risk or audit context; Prior experience querying, aggregating and analyzing broad based transactional data; Prior experience reviewing data to identify risk-relevant information; Prior experience preparing project based reports and presentations for management; Clear thinker capable of turning complex topics into concise and compelling narratives Proficiency in Microsoft Excel, PowerPoint, Word Recommended Skills Adaptability Analytical Attention To Detail Auditing Capital Markets Communication Estimated Salary: $20 to $28 per hour based on qualifications.
|
|
 | |
